Best Asset Management Stocks to Buy Now (2026)Top asset management stocks in 2026 ranked by overall Zen Rating. "A" Rated stocks have returned an average of +32.52% per year, and are the best asset management stocks to buy now. Learn More.
Industry: Asset Management
D
Asset Management is Zen Rated D and is the 119th ranked industry out of 146 stock market industries
Learn how the Zen Ratings work| Ticker | Company | Price | 1d % | 1w % | 1m % | 3m % | 6m % | 1y % | 3y % | 5y % | 10y % | 52-week High | 52-week Low | % off 52-week High | % off 52-week Low | Beta | Volume | Vol 1d % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AAMI | ACADIAN ASSET MANAGEMENT INC | $72.57 | -1.36% | 4.01% | 5.78% | 36.50% | 61.47% | 143.06% | 211.22% | 215.47% | 415.71% | $73.10 | $28.98 | 0.73% | 150.41% | 1.13 | 336,000 | -42.66% |
| RPC | RIDGEPOST CAPITAL INC | $8.32 | -0.48% | 0.24% | 6.15% | 2.99% | -10.00% | -26.01% | -23.90% | N/A | N/A | $13.08 | $6.79 | 36.39% | 22.53% | 1.01 | 271,000 | -21.68% |
| WHG | WESTWOOD HOLDINGS GROUP INC | $16.08 | -0.50% | 1.20% | -1.78% | -1.36% | -3.32% | 7.45% | 27.49% | -19.60% | -71.21% | $18.99 | $14.51 | 15.32% | 10.82% | 0.53 | 11,100 | 7.77% |
| SII | SPROTT INC | $126.14 | -0.97% | -3.19% | -5.41% | -17.73% | 43.64% | 123.03% | 263.77% | 170.10% | N/A | $169.63 | $56.20 | 25.64% | 124.45% | 0.88 | 123,000 | -0.81% |
| AMG | AFFILIATED MANAGERS GROUP INC | $302.63 | -0.22% | 2.74% | 0.22% | 3.66% | 14.71% | 72.06% | 112.14% | 91.66% | 83.13% | $334.78 | $172.54 | 9.60% | 75.40% | 1.25 | 285,000 | 7.95% |
| VCTR | VICTORY CAPITAL HOLDINGS INC | $85.86 | 0.06% | 0.50% | 14.58% | 15.58% | 38.48% | 39.99% | 163.37% | 186.18% | N/A | $88.73 | $57.03 | 3.23% | 50.55% | 1.23 | 453,000 | -14.04% |
| BEN | FRANKLIN RESOURCES INC | $30.86 | 0.52% | -2.54% | 12.84% | 14.59% | 40.81% | 43.54% | 26.05% | -7.38% | -13.04% | $32.44 | $21.06 | 4.87% | 46.53% | 1.23 | 3,257,000 | 10.29% |
| WT | WISDOMTREE INC | $19.18 | -0.52% | -1.70% | 10.99% | 14.11% | 73.30% | 101.27% | 172.18% | 181.00% | 73.45% | $19.85 | $9.24 | 3.38% | 107.58% | 1.05 | 1,795,000 | 0.73% |
| PSEC | PROSPECT CAPITAL CORP | $2.26 | 0.88% | 4.59% | -17.09% | -19.43% | -13.96% | -32.74% | -64.54% | -72.63% | -69.60% | $3.50 | $2.11 | 35.43% | 7.11% | 0.77 | 5,431,000 | -22.15% |
| SSSS | SURO CAPITAL CORP | $14.00 | -0.21% | 5.75% | 4.57% | 54.88% | 55.05% | 127.52% | 310.88% | 3.64% | 176.09% | $14.48 | $6.01 | 3.31% | 133.14% | 1.08 | 455,000 | 35.42% |
| NOAH | NOAH HOLDINGS LTD | $10.48 | -4.48% | -3.75% | -2.05% | -15.74% | -4.12% | 4.82% | -35.50% | -76.73% | -55.03% | $12.84 | $9.31 | 18.38% | 12.57% | 1.16 | 69,600 | -56.23% |
| SEIC | SEI INVESTMENTS CO | $89.59 | 1.05% | -0.06% | 6.77% | 14.49% | 14.10% | 7.17% | 56.41% | 43.95% | 81.10% | $93.96 | $75.08 | 4.65% | 19.33% | 0.93 | 625,000 | -6.30% |
| NTRS | NORTHERN TRUST CORP | $167.11 | 0.39% | 2.39% | -0.04% | 19.51% | 30.31% | 57.68% | 129.73% | 39.04% | 135.24% | $173.19 | $104.09 | 3.51% | 60.54% | 1.09 | 879,000 | 7.59% |
| AMP | AMERIPRISE FINANCIAL INC | $450.57 | 0.39% | -3.84% | -3.46% | -0.32% | 1.40% | -11.00% | 48.78% | 77.58% | 363.67% | $550.18 | $422.37 | 18.10% | 6.68% | 1.20 | 656,000 | 31.99% |
| IVZ | INVESCO LTD | $26.98 | 0.26% | -0.26% | 5.83% | 7.30% | 13.61% | 85.53% | 78.08% | 0.19% | -9.44% | $29.61 | $14.10 | 8.88% | 91.35% | 1.50 | 3,025,000 | -4.90% |
| FHI | FEDERATED HERMES INC | $53.86 | 1.76% | 1.39% | -4.46% | 0.24% | 12.04% | 28.78% | 50.04% | 71.12% | 74.33% | $59.05 | $41.55 | 8.79% | 29.63% | 0.77 | 542,000 | -9.52% |
| TRIN | TRINITY CAPITAL INC | $16.61 | -0.72% | -2.14% | 2.81% | 12.18% | 13.49% | 14.59% | 31.71% | 13.72% | N/A | $17.37 | $13.76 | 4.38% | 20.70% | 0.65 | 822,000 | -0.96% |
| HLNE | HAMILTON LANE INC | $88.59 | 1.95% | 6.06% | -14.78% | -10.69% | -24.90% | -44.88% | 30.96% | -1.18% | N/A | $179.19 | $82.69 | 50.56% | 7.14% | 1.33 | 996,000 | 63.55% |
| BLK | BLACKROCK INC | $1,063.75 | 0.87% | -0.82% | 0.99% | 0.19% | 5.25% | 10.63% | 59.82% | 23.00% | 203.19% | $1.22k | $917.39 | 12.80% | 15.95% | 1.21 | 625,000 | 8.13% |
| TCPC | BLACKROCK TCP CAPITAL CORP | $3.72 | 0.27% | -10.12% | -12.24% | -17.11% | -34.79% | -50.60% | -64.88% | -74.61% | -74.29% | $8.06 | $3.43 | 53.82% | 8.45% | 0.65 | 880,000 | -23.34% |
| TROW | PRICE T ROWE GROUP INC | $101.95 | 1.41% | 1.35% | 3.14% | 11.10% | 2.93% | 9.45% | -3.23% | -44.97% | 38.76% | $118.22 | $85.22 | 13.76% | 19.63% | 1.36 | 1,282,000 | -12.07% |
| GLAD | GLADSTONE CAPITAL CORP | $19.15 | -1.04% | -1.35% | 0.37% | 4.70% | -7.74% | -27.62% | 0.69% | -13.63% | 29.97% | $29.50 | $16.54 | 35.08% | 15.78% | 0.71 | 147,000 | 8.09% |
| HRZN | HORIZON TECHNOLOGY FINANCE CORP | $4.03 | -0.50% | -5.65% | -3.37% | -35.94% | -39.70% | -46.10% | -68.67% | -75.37% | -66.36% | $8.46 | $3.80 | 52.36% | 6.00% | 0.65 | 913,000 | 22.22% |
| PAX | PATRIA INVESTMENTS LTD | $11.17 | -1.34% | -2.99% | -16.01% | -16.96% | -23.42% | -14.17% | -29.31% | -29.09% | N/A | $17.80 | $10.72 | 37.25% | 4.19% | 0.99 | 707,000 | -17.60% |
| BCIC | BCP INVESTMENT CORP | $7.62 | -1.31% | -1.96% | -5.17% | -33.27% | -40.60% | -37.20% | -62.55% | -68.00% | -78.51% | $13.50 | $7.11 | 43.56% | 7.17% | 0.30 | 33,600 | -39.35% |
| PFLT | PENNANTPARK FLOATING RATE CAPITAL LTD | $8.17 | -0.73% | -4.36% | -7.74% | -0.86% | -11.75% | -19.22% | -25.12% | -35.38% | -31.91% | $10.88 | $7.68 | 24.91% | 6.38% | 0.64 | 1,310,000 | 36.74% |
| GCMG | GCM GROSVENOR INC | $10.65 | -0.85% | -0.85% | -2.67% | -7.93% | 1.15% | -13.94% | 46.06% | -12.66% | N/A | $13.22 | $9.30 | 19.44% | 14.52% | 0.69 | 352,000 | 28.47% |
| AB | ALLIANCEBERNSTEIN HOLDING LP | $38.17 | -0.63% | -0.34% | -2.89% | -1.25% | -5.60% | -2.34% | 9.40% | -14.44% | 65.27% | $44.11 | $35.59 | 13.47% | 7.25% | 0.93 | 373,000 | 52.24% |
| BCSF | BAIN CAPITAL SPECIALTY FINANCE INC | $13.30 | -0.68% | -1.12% | -1.20% | 2.96% | -6.11% | -13.26% | 6.02% | -17.18% | N/A | $16.00 | $11.82 | 16.88% | 12.54% | 0.60 | 172,000 | -28.03% |
| VINP | VINCI COMPASS INVESTMENTS LTD | $10.33 | -2.90% | -2.43% | -9.39% | -19.15% | -15.86% | 2.87% | 16.76% | -24.76% | N/A | $13.61 | $9.20 | 24.10% | 12.28% | 0.88 | 54,400 | -25.48% |
| OWL | BLUE OWL CAPITAL INC | $10.20 | -1.37% | 6.34% | 1.41% | -3.64% | -28.95% | -44.82% | -1.57% | -16.86% | N/A | $21.08 | $7.95 | 51.61% | 28.30% | 1.52 | 32,008,000 | 93.79% |
| FDUS | FIDUS INVESTMENT CORP | $18.74 | -0.59% | -0.85% | -0.90% | 2.31% | -4.46% | -6.94% | -0.80% | 9.07% | 20.58% | $22.09 | $16.87 | 15.17% | 11.12% | 0.53 | 186,000 | 8.77% |
| STEP | STEPSTONE GROUP INC | $54.74 | -1.83% | 0.37% | -4.56% | 22.30% | -12.58% | -5.24% | 138.00% | 63.49% | N/A | $77.80 | $40.58 | 29.64% | 34.89% | 1.48 | 2,002,000 | 65.59% |
| STT | STATE STREET CORP | $153.69 | 0.17% | 0.72% | 1.02% | 23.03% | 33.75% | 59.77% | 124.74% | 78.16% | 151.35% | $156.18 | $94.19 | 1.59% | 63.17% | 1.17 | 1,090,000 | -6.03% |
| SCM | STELLUS CAPITAL INVESTMENT CORP | $9.09 | -0.11% | 0.11% | -7.44% | -11.41% | -24.33% | -31.57% | -38.44% | -30.15% | -10.63% | $15.39 | $8.43 | 40.94% | 7.83% | 0.51 | 131,000 | 3.97% |
| ALTI | ALTI GLOBAL INC | $3.46 | -4.62% | -5.17% | -12.93% | -28.88% | -17.50% | 3.45% | -34.52% | -66.12% | N/A | $5.45 | $2.96 | 36.46% | 16.89% | 0.54 | 190,000 | 10.47% |
| BN | BROOKFIELD CORP | $45.44 | -0.15% | -0.37% | -1.78% | 3.11% | 0.58% | 19.04% | 117.42% | 37.87% | 200.24% | $49.57 | $37.54 | 8.32% | 21.04% | 1.39 | 5,277,000 | 34.96% |
| GECC | GREAT ELM CAPITAL CORP | $5.81 | -1.89% | -7.92% | 3.83% | -9.09% | -24.70% | -46.53% | -27.85% | -71.81% | N/A | $11.46 | $4.63 | 49.28% | 25.49% | 0.23 | 90,000 | 34.33% |
| CSWC | CAPITAL SOUTHWEST CORP | $23.08 | -1.34% | -3.39% | -3.64% | 1.65% | 7.86% | 10.59% | 24.36% | -10.95% | 68.04% | $24.43 | $19.37 | 5.53% | 19.15% | 0.68 | 565,000 | -14.78% |
| APAM | ARTISAN PARTNERS ASSET MANAGEMENT INC | $37.12 | 1.78% | 3.71% | -1.72% | -5.93% | -8.21% | -8.50% | 13.18% | -26.27% | 20.28% | $48.50 | $34.99 | 23.46% | 6.09% | 1.24 | 575,000 | 8.29% |
| BX | BLACKSTONE INC | $118.57 | -0.05% | 0.53% | -8.65% | 4.22% | -16.20% | -13.45% | 39.41% | 29.92% | 369.72% | $190.09 | $101.73 | 37.62% | 16.55% | 1.66 | 4,585,000 | 29.56% |
| KKR | KKR & CO INC | $94.76 | -0.76% | -3.02% | -11.22% | 2.01% | -20.20% | -20.44% | 83.71% | 69.99% | 620.06% | $153.87 | $82.67 | 38.42% | 14.62% | 1.68 | 2,963,000 | -34.79% |
| CNS | COHEN & STEERS INC | $72.15 | -0.43% | 0.55% | 5.15% | 9.23% | 15.95% | -5.56% | 26.19% | -1.56% | 90.00% | $78.86 | $58.39 | 8.50% | 23.57% | 1.06 | 173,000 | -18.01% |
| PNNT | PENNANTPARK INVESTMENT CORP | $3.70 | 2.70% | -7.09% | -18.10% | -22.45% | -40.53% | -42.16% | -33.22% | -40.99% | -39.20% | $7.53 | $3.68 | 50.86% | 0.54% | 0.66 | 1,661,000 | -15.56% |
| HTGC | HERCULES CAPITAL INC | $15.47 | -0.84% | -1.22% | -2.97% | 1.66% | -12.49% | -11.38% | 11.48% | -9.18% | 26.99% | $19.66 | $13.70 | 21.31% | 12.92% | 0.79 | 2,486,000 | 37.27% |
| INV | INNVENTURE INC | $6.69 | -0.75% | -1.19% | 12.35% | 101.21% | 42.80% | 18.78% | -36.15% | N/A | N/A | $7.86 | $2.36 | 14.89% | 183.47% | 0.36 | 2,471,000 | 10.36% |
| MFIC | MIDCAP FINANCIAL INVESTMENT CORP | $10.65 | -0.47% | -3.81% | -7.91% | -2.30% | -10.77% | -16.14% | -8.93% | -24.39% | -31.39% | $13.51 | $9.48 | 21.17% | 12.34% | 0.75 | 1,129,000 | 101.97% |
| WHF | WHITEHORSE FINANCE INC | $6.61 | -0.45% | -9.74% | -12.38% | 5.96% | -8.61% | -25.98% | -44.43% | -56.88% | -35.04% | $9.66 | $6.07 | 31.57% | 8.90% | 0.37 | 356,000 | 119.75% |
| VRTS | VIRTUS INVESTMENT PARTNERS INC | $141.67 | 1.38% | 4.06% | 1.23% | 3.78% | -7.57% | -15.07% | -22.54% | -48.44% | 81.84% | $215.06 | $121.61 | 34.13% | 16.50% | 1.34 | 89,000 | -38.19% |
| NMFC | NEW MOUNTAIN FINANCE CORP | $8.02 | -1.00% | -1.85% | -4.34% | -1.85% | -15.62% | -24.74% | -35.18% | -39.62% | -35.50% | $11.04 | $7.48 | 27.36% | 7.29% | 0.52 | 317,000 | -58.94% |
| TPVG | TRIPLEPOINT VENTURE GROWTH BDC CORP | $5.53 | 0.18% | -5.30% | 2.97% | 0.54% | -11.92% | -16.94% | -48.99% | -63.48% | -48.85% | $7.53 | $4.48 | 26.56% | 23.44% | 0.75 | 244,000 | 57.42% |
| PFG | PRINCIPAL FINANCIAL GROUP INC | $103.92 | -0.07% | 3.30% | 6.59% | 12.04% | 22.81% | 34.26% | 47.98% | 57.92% | 140.78% | $104.03 | $75.00 | 0.11% | 38.56% | 1.03 | 799,000 | -15.09% |
| CGBD | CARLYLE SECURED LENDING INC | $10.79 | -1.02% | -4.64% | -9.87% | -3.78% | -12.67% | -22.66% | -20.89% | -21.30% | N/A | $14.49 | $10.61 | 25.53% | 1.70% | 0.58 | 402,000 | 6.63% |
| CION | CION INVESTMENT CORP | $6.60 | -0.76% | -2.67% | -12.90% | -21.84% | -33.70% | -31.34% | -33.97% | N/A | N/A | $10.93 | $6.50 | 39.62% | 1.54% | 0.79 | 440,000 | 43.32% |
| TPG | TPG INC | $41.75 | -0.31% | -0.41% | -8.69% | -1.70% | -25.20% | -11.43% | 56.47% | N/A | N/A | $70.38 | $36.95 | 40.68% | 12.99% | 1.49 | 2,537,000 | 23.52% |
| MAAS | MAASE INC | $10.85 | 9.22% | 17.33% | 15.05% | 96.19% | 202.30% | 264.62% | -96.16% | -96.34% | N/A | $20.89 | $2.41 | 48.06% | 350.21% | 0.40 | 32,500 | 121.09% |
| BAM | BROOKFIELD ASSET MANAGEMENT LTD | $48.54 | -1.26% | 0.02% | -1.20% | 0.02% | -5.63% | -16.26% | 51.68% | N/A | N/A | $64.10 | $42.21 | 24.27% | 15.00% | 1.32 | 1,242,000 | -25.36% |
| OFS | OFS CAPITAL CORP | $3.35 | 1.19% | -3.53% | -15.46% | -15.25% | -28.48% | -59.11% | -64.24% | -64.94% | -74.48% | $9.31 | $2.72 | 64.02% | 23.34% | 0.51 | 87,000 | 45.97% |
| NCDL | NUVEEN CHURCHILL DIRECT LENDING CORP | $12.98 | -0.77% | -3.01% | -9.74% | -4.52% | -9.74% | -17.17% | N/A | N/A | N/A | $17.27 | $12.43 | 24.84% | 4.42% | 0.46 | 132,000 | -48.03% |
| ARES | ARES MANAGEMENT CORP | $123.99 | 0.34% | 0.81% | 2.78% | 8.59% | -17.12% | -22.19% | 46.14% | 129.28% | 782.34% | $195.26 | $95.80 | 36.50% | 29.43% | 1.53 | 1,251,000 | -14.72% |
| ARCC | ARES CAPITAL CORP | $18.74 | -0.80% | -1.64% | -2.67% | -2.41% | -7.74% | -13.62% | -0.96% | -3.93% | 25.35% | $23.42 | $17.40 | 19.97% | 7.70% | 0.72 | 3,194,000 | -43.14% |
| GAIN | GLADSTONE INVESTMENT CORPORATION | $16.44 | -3.28% | -3.11% | -2.99% | 14.97% | 15.30% | 8.76% | 21.75% | 14.88% | 129.44% | $17.14 | $13.11 | 4.08% | 25.40% | 0.68 | 207,000 | -35.91% |
| BXSL | BLACKSTONE SECURED LENDING FUND | $23.55 | -0.93% | -2.87% | -3.40% | -1.02% | -13.17% | -25.08% | -7.53% | N/A | N/A | $32.81 | $22.47 | 28.22% | 4.81% | 0.49 | 1,369,000 | -13.85% |
| GSBD | GOLDMAN SACHS BDC INC | $8.92 | -0.67% | -0.78% | -7.90% | -2.32% | -8.38% | -19.38% | -32.31% | -54.14% | -55.30% | $12.03 | $8.65 | 25.84% | 3.12% | 0.58 | 716,000 | -29.87% |
| CCAP | CRESCENT CAPITAL BDC INC | $11.44 | -0.61% | 2.16% | -15.65% | -12.27% | -18.55% | -25.83% | -17.25% | -39.03% | N/A | $16.04 | $10.92 | 28.66% | 4.76% | 0.51 | 214,000 | -25.69% |
| PSBD | PALMER SQUARE CAPITAL BDC INC | $10.82 | 0.00% | 1.60% | 0.19% | -0.28% | -10.21% | -21.76% | N/A | N/A | N/A | $14.98 | $9.34 | 27.75% | 15.85% | 0.46 | 65,400 | 9.00% |
| SAR | SARATOGA INVESTMENT CORP | $22.23 | 0.00% | 1.46% | -2.67% | -3.01% | -2.20% | -9.08% | -17.42% | -12.00% | 38.50% | $25.64 | $20.78 | 13.30% | 6.98% | 0.57 | 61,000 | -7.58% |
| FSK | FS KKR CAPITAL CORP | $10.93 | -1.37% | -1.82% | -2.27% | -16.04% | -31.90% | -48.25% | -44.06% | -50.62% | -69.34% | $22.68 | $9.72 | 51.81% | 12.45% | 0.73 | 3,251,000 | -23.02% |
| MAIN | MAIN STREET CAPITAL CORP | $51.02 | -2.72% | -1.63% | -9.19% | -12.59% | -11.99% | -10.09% | 26.57% | 20.17% | 57.76% | $67.77 | $49.85 | 24.72% | 2.35% | 0.75 | 442,000 | -18.60% |
| APO | APOLLO GLOBAL MANAGEMENT INC | $130.90 | -1.83% | -5.07% | -0.43% | 13.00% | -1.22% | -1.76% | 94.71% | 123.73% | 694.25% | $157.28 | $99.58 | 16.77% | 31.46% | 1.49 | 3,213,000 | 12.93% |
| SLRC | SLR INVESTMENT CORP | $13.12 | -1.14% | -1.97% | -18.02% | -9.99% | -16.75% | -20.43% | -8.92% | -30.31% | -29.32% | $17.20 | $12.83 | 23.70% | 2.30% | 0.59 | 275,000 | -25.68% |
| SAMG | SILVERCREST ASSET MANAGEMENT GROUP INC | $11.91 | -2.10% | -2.83% | -14.14% | -23.14% | -12.46% | -18.72% | -39.49% | -23.44% | -5.13% | $16.99 | $11.55 | 29.90% | 3.12% | 0.73 | 35,000 | 35.66% |
| MLCI | MOUNT LOGAN CAPITAL INC | $3.32 | 2.11% | -1.74% | -20.05% | -34.17% | -55.57% | N/A | N/A | N/A | N/A | $8.74 | $3.30 | 62.01% | 0.61% | 1.01 | 19,600 | 54.33% |
| CG | CARLYLE GROUP INC | $45.13 | 0.66% | -5.39% | -11.41% | -8.26% | -12.55% | 2.25% | 62.89% | 6.24% | 177.18% | $69.85 | $43.19 | 35.39% | 4.49% | 1.69 | 3,011,000 | 4.01% |
| GBDC | GOLUB CAPITAL BDC INC | $12.97 | -0.62% | -1.30% | -2.79% | 6.18% | -6.80% | -13.43% | -2.05% | -17.79% | -24.75% | $15.63 | $11.77 | 17.02% | 10.20% | 0.51 | 1,005,000 | -32.37% |
| TSLX | SIXTH STREET SPECIALTY LENDING INC | $17.36 | -1.15% | -3.21% | -9.35% | -4.51% | -19.13% | -23.53% | -5.35% | -22.56% | 5.60% | $25.17 | $16.99 | 31.03% | 2.18% | 0.55 | 474,000 | -27.63% |
| OXSQ | OXFORD SQUARE CAPITAL CORP | $1.38 | -7.25% | -22.42% | -31.91% | -26.01% | -30.43% | -45.53% | -55.40% | -73.98% | -76.64% | $2.42 | $1.05 | 42.98% | 31.43% | 0.53 | 3,850,000 | -67.03% |
| BUR | BURFORD CAPITAL LTD | $4.70 | -3.62% | -2.58% | -3.82% | -50.76% | -50.38% | -65.58% | -65.31% | -60.98% | N/A | $15.10 | $3.59 | 68.87% | 30.92% | 1.16 | 2,825,000 | -19.99% |
| GEG | GREAT ELM GROUP INC | $2.20 | -1.82% | 0.00% | 5.37% | 4.85% | -15.95% | 3.35% | 4.85% | -22.58% | -62.11% | $3.51 | $1.80 | 37.32% | 22.15% | 0.20 | 3,400 | -39.29% |
| PS | PERSHING SQUARE INC | $37.72 | -5.43% | -13.36% | N/A | N/A | N/A | N/A | N/A | N/A | N/A | $54.94 | $25.00 | 31.34% | 50.88% | 1.72 | 350,000 | 21.11% |
| AMTD | AMTD IDEA GROUP | $0.99 | -1.11% | -4.85% | -5.77% | -2.97% | -0.71% | 0.31% | -79.71% | -97.62% | N/A | $1.65 | $0.87 | 39.94% | 13.39% | 0.02 | 7,900 | -76.76% |
| CWD | CALIBERCOS INC | $1.02 | -2.84% | -0.90% | -13.83% | -17.42% | -55.76% | -68.44% | -98.88% | N/A | N/A | $48.00 | $0.80 | 97.88% | 27.98% | 0.95 | 49,600 | -18.29% |
| TGE | GENERATION ESSENTIALS GROUP | $1.13 | -3.54% | 11.22% | -1.80% | -22.42% | -3.54% | -89.47% | N/A | N/A | N/A | $37.02 | $0.78 | 96.95% | 45.24% | 0.63 | 29,700 | 65.00% |
| CRBG | COREBRIDGE FINANCIAL INC | $27.65 | 0.33% | 0.65% | 4.21% | 1.76% | -2.70% | -12.35% | 60.90% | N/A | N/A | $36.57 | $22.19 | 24.39% | 24.61% | 1.30 | 4,700,000 | 16.89% |
| AURE | AURELION INC | $2.45 | 2.04% | 0.81% | 1.63% | 45.35% | -53.79% | -43.18% | N/A | N/A | N/A | $14.60 | $1.51 | 83.22% | 62.25% | 0.68 | 10,600 | -81.57% |
| ICMB | INVESTCORP CREDIT MANAGEMENT BDC INC | $1.38 | 0.72% | -2.80% | -22.09% | -53.36% | -53.67% | -54.72% | -63.00% | -76.20% | -82.47% | $3.12 | $1.28 | 55.77% | 7.81% | 0.28 | 52,000 | -7.96% |
| BVC | BITVENTURES LTD | $10.67 | -3.47% | 1.78% | -2.92% | 43.06% | -22.56% | 4.04% | -83.65% | -85.89% | N/A | $30.30 | $4.44 | 64.79% | 140.32% | -0.06 | 350 | -65.00% |
| PFX | PHENIXFIN CORP | $44.50 | 2.11% | 12.66% | 11.25% | -4.28% | 3.49% | -11.00% | 23.27% | 11.11% | -65.56% | $53.59 | $38.30 | 16.96% | 16.19% | 0.16 | 700 | -6.67% |
| EQS | EQUUS TOTAL RETURN INC | $1.44 | 6.25% | 10.87% | 13.33% | 11.68% | -17.30% | 50.00% | -2.55% | -19.05% | -14.29% | $2.49 | $0.84 | 42.17% | 72.04% | 0.04 | 7,700 | -71.27% |
| RMCO | ROYALTY MANAGEMENT HOLDING CORP | $2.03 | 16.75% | 3.04% | -14.44% | -36.97% | 15.61% | 106.09% | -76.76% | -75.96% | N/A | $5.00 | $0.98 | 59.40% | 107.99% | 0.36 | 37,000 | -18.50% |
| MGLD | MARYGOLD COMPANIES INC | $1.08 | 9.26% | 9.26% | 4.42% | 3.51% | 16.49% | 34.86% | -16.01% | -51.84% | N/A | $1.38 | $0.64 | 21.74% | 68.22% | 0.15 | 23,300 | -45.18% |
| RAND | RAND CAPITAL CORP | $10.61 | 1.51% | -1.37% | -2.58% | -3.87% | -20.22% | -35.16% | -18.66% | -41.78% | -71.03% | $20.00 | $10.05 | 46.95% | 5.57% | 0.13 | 6,100 | 617.65% |
| BNY | BANK OF NEW YORK MELLON CORP | $137.16 | 0.12% | 3.06% | 2.41% | 20.43% | 28.76% | 56.03% | 237.33% | 168.94% | 239.64% | $139.12 | $87.41 | 1.41% | 56.92% | 0.93 | 2,204,000 | -13.19% |
| BCG | BINAH CAPITAL GROUP INC | $1.67 | 1.20% | -8.15% | -13.78% | -22.48% | -42.91% | -29.29% | N/A | N/A | N/A | $3.44 | $1.36 | 51.45% | 22.79% | 0.25 | 104,000 | 143.56% |
| ALP | ALPHA COMPUTE CORP | $0.39 | -5.45% | 10.30% | 60.35% | -11.22% | -86.72% | -95.59% | -99.33% | -99.93% | N/A | $13.80 | $0.18 | 97.21% | 118.75% | 1.14 | 56,260,000 | 463.50% |
| BENF | BENEFICIENT | $3.38 | 0.59% | -7.10% | 6.58% | -18.27% | -17.32% | 25.09% | -99.95% | N/A | N/A | $12.48 | $2.10 | 72.92% | 61.26% | 0.31 | 23,200 | 120.95% |
| JHG | JANUS HENDERSON GROUP PLC | $51.70 | 0.21% | 0.17% | 0.52% | 4.46% | 20.29% | 41.79% | 92.82% | 38.27% | N/A | $53.76 | $35.56 | 3.83% | 45.39% | 1.29 | 2,710,000 | 66.26% |
| HNNA | HENNESSY ADVISORS INC | $10.10 | 1.98% | 3.83% | 3.73% | 4.46% | 3.31% | -2.32% | 48.52% | 11.35% | -52.55% | $13.19 | $8.90 | 23.43% | 13.48% | 0.30 | 10,300 | -26.95% |
| GROW | U S GLOBAL INVESTORS INC | $2.58 | 4.26% | 2.67% | -4.61% | -18.98% | 15.95% | 22.27% | -2.00% | -54.94% | 57.31% | $3.65 | $2.18 | 29.32% | 18.19% | 0.72 | 59,000 | 245.03% |
| WTF | WATON FINANCIAL LTD | $3.36 | -6.85% | 10.60% | -23.57% | -34.93% | -11.58% | -53.56% | N/A | N/A | N/A | $7.50 | $2.71 | 55.17% | 23.99% | 0.87 | 590,000 | -2.96% |
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